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Timothy J Bartlett
TIM BARTLETT, TIMOTHY JOEL BARTLETT, Tim J Bartlett
CRD#: 5140526
IA
B
UNIQUE WEALTH, LLCCRD#: 312462 311 PARK PLACE BLVD N
STE. 230
CLEARWATER, FL 33759
STE. 230
CLEARWATER, FL 33759
0
Disclosures
16
Years of Experience
View By:
State Registrations
IA
Florida 6/7/2021
IA
Registered with this firm since 6/7/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/25/2015 - 03/12/2021 | Tampa, FL | |
IA | 09/29/2015 - 12/11/2019 | Tampa, FL | |
IA | 02/11/2014 - 09/14/2015 | CLEARWATER, FL | |
B | 02/07/2014 - 09/14/2015 | CLEARWATER, FL | |
IA | 10/09/2013 - 02/11/2014 | TAMPA, FL | |
B | 09/04/2013 - 02/11/2014 | TAMPA, FL | |
IA | 10/22/2008 - 08/16/2012 | PRINCETON, NJ | |
B | 08/18/2008 - 08/16/2012 | PRINCETON, NJ | |
B | 01/08/2007 - 08/20/2008 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.