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MOISES FLORES
CRD#: 5139554
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 CHICAGO, IL
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 CHICAGO, IL
Registration History
20062008201020122014201620182020202220242026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2016 - Present (8 years)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2013 - Present (11 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2011 (5 years)
License(s)

State Registrations

B
Illinois 5/7/2013

B
Kentucky 3/15/2022

IA
Illinois 7/13/2016

B
Michigan 4/25/2024

B
Indiana 3/15/2022

B
Minnesota 4/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
CHICAGO, IL
Registered with this firm since 7/13/2016

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
CHICAGO, IL
Registered with this firm since 5/7/2013

Previous Registration(s)
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B
08/21/2012 - 05/06/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
05/23/2006 - 08/04/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.