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Stetson Saunders
STETSON D SAUNDERS
CRD#: 5139520
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 901 MAIN ST
CENTRAL BUSINESS REVIEW UNIT
DALLAS, TX 75202
Registration History
20062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - Present (4 years)BLINCOLN INVESTMENT (CRD# 519)2015 - 2015 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2006 - 2012 (6 years)
License(s)

State Registrations

B
Alabama 11/11/2022

B
Nebraska 11/11/2022

B
Alaska 11/11/2022

B
Nevada 11/11/2022

B
Arizona 11/11/2022

B
New Hampshire 11/11/2022

B
Arkansas 11/11/2022

B
New Jersey 11/11/2022

B
California 11/11/2022

B
New Mexico 11/11/2022

B
Colorado 11/11/2022

B
New York 11/11/2022

B
Connecticut 11/11/2022

B
North Carolina 11/11/2022

B
Delaware 11/11/2022

B
North Dakota 11/11/2022

B
District of Columbia 11/11/2022

B
Ohio 11/14/2022

B
Florida 11/11/2022

B
Oklahoma 11/11/2022

B
Georgia 11/11/2022

B
Oregon 11/11/2022

B
Hawaii 11/11/2022

B
Pennsylvania 11/11/2022

B
Idaho 11/11/2022

B
Puerto Rico 11/11/2022

B
Illinois 11/11/2022

B
Rhode Island 11/11/2022

B
Indiana 11/11/2022

B
South Carolina 11/11/2022

B
Iowa 11/11/2022

B
South Dakota 11/11/2022

B
Kansas 11/11/2022

B
Tennessee 11/11/2022

B
Kentucky 11/11/2022

B
Texas 6/10/2021

B
Louisiana 11/11/2022

IA
Texas 6/10/2021

B
Maine 11/11/2022

B
Utah 11/11/2022

B
Maryland 11/11/2022

B
Vermont 11/11/2022

B
Massachusetts 11/11/2022

B
Virgin Islands 11/11/2022

B
Michigan 11/11/2022

B
Virginia 11/11/2022

B
Minnesota 11/11/2022

B
Washington 11/11/2022

B
Mississippi 11/11/2022

B
West Virginia 11/11/2022

B
Missouri 11/11/2022

B
Wisconsin 11/11/2022

B
Montana 11/11/2022

B
Wyoming 11/11/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
901 MAIN ST CENTRAL BUSINESS REVIEW UNIT, DALLAS, TX 75202
DALLAS, TX
Registered with this firm since 6/10/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
901 MAIN ST CENTRAL BUSINESS REVIEW UNIT, DALLAS, TX 75202
DALLAS, TX
Registered with this firm since 10/5/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/23/2015 - 04/15/2015 LINCOLN INVESTMENT (CRD#:519) IRVING, TX
B
10/01/2012 - 01/02/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
B
06/02/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.