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Detailed Report
BRADLEY SCOTT MONTGOMERY
BRAD MONTGOMERY
CRD#: 5139426
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Investment Adviser
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Previous Broker
GREAT LAKES BAY FINANCIALCRD#: 297138 4901 TOWNE CENTRE ROAD
SUITE 113
SAGINAW, MI 48604
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - 2022 (3 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2018 (4 years)IAGREAT LAKES BAY FINANCIAL (CRD# 297138)2022 - Present (3 years)BLEONARD & COMPANY (CRD# 36527)2009 - 2012 (3 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2007 - 2008 (<1 year)IALEONARD AND COMPANY (CRD# 36527)2010 - 2012 (2 years)IAMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2008 - 2008 (<1 year)
Disclosure(s)
View By:
9/11/1998
Regulatory
Final
License(s)

State Registrations

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Michigan 2/22/2022
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Texas 3/15/2022
Current Registration(s)
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GREAT LAKES BAY FINANCIAL (CRD#:297138)
4901 TOWNE CENTRE ROAD SUITE 113, SAGINAW, MI 48604
Registered with this firm since 2/22/2022
Previous Registration(s)
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 07/03/2018 - 04/07/2022 RICHMARK PRIVATE WEALTH MANAGEMENT (CRD#:290854) FRANKENMUTH, MI
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 07/18/2018 - 03/16/2022 BELPOINTE ASSET MANAGEMENT LLC (CRD#:143440) Saginaw, MI
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 01/27/2014 - 06/28/2018 BFC PLANNING, INC. (CRD#:119682) SAQGINAW, MI
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 01/24/2014 - 06/28/2018 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CRD#:13609) SAGINAW, MI
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 08/14/2012 - 01/24/2014 L.M. KOHN & COMPANY (CRD#:27913) SAGINAW, MI
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 07/20/2012 - 01/24/2014 L.M. KOHN & COMPANY (CRD#:27913) SAGINAW, MI
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 02/24/2010 - 07/23/2012 LEONARD AND COMPANY (CRD#:36527) SAGINAW, MI
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 03/20/2009 - 07/23/2012 LEONARD & COMPANY (CRD#:36527) SAGINAW, MI
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 03/06/2008 - 09/02/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) LIVONIA, MI
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 12/12/2007 - 09/02/2008 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) LIVONIA, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.