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Detailed Report
DEREK PILADE DALL OLMO
DEREK PILADE DALL'OLMO
CRD#: 5138728
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Investment Adviser
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Previous Broker
TREMONTE FINANCIAL CONSULTANTSCRD#: 298562 1014 6TH STREET
SUITE 101
TRAVERSE CITY, MI 49684
Registration History
20062008201020122014201620182020202220242026IATREMONTE FINANCIAL CONSULTANTS (CRD# 298562)2018 - Present (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2018 (12 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2018 (8 years)
License(s)

State Registrations

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Florida 12/8/2022
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Michigan 10/31/2018
Current Registration(s)
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TREMONTE FINANCIAL CONSULTANTS (CRD#:298562)
1014 6TH STREET SUITE 101, TRAVERSE CITY, MI 49684
Registered with this firm since 10/31/2018
Previous Registration(s)
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 10/05/2010 - 11/05/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TRAVERSE CITY, MI
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 07/03/2006 - 11/05/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TRAVERSE CITY, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.