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KIRK THOMAS THODE
CRD#: 5138682
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 11501 North Port Washington
Mequon, WI 53092
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 6/1/2009

B
Nebraska 9/10/2024

B
California 6/1/2009

B
Nevada 3/6/2017

IA
California 6/1/2009

B
New Jersey 4/18/2017

B
Colorado 12/10/2015

B
New Mexico 2/7/2023

B
Connecticut 5/15/2017

B
New York 6/1/2009

B
Delaware 5/15/2017

B
North Carolina 12/16/2022

B
Florida 6/1/2009

B
Ohio 5/16/2017

B
Illinois 6/1/2009

B
Pennsylvania 8/14/2020

B
Indiana 8/22/2023

B
Rhode Island 10/1/2024

B
Iowa 9/10/2024

B
Tennessee 4/18/2017

B
Kentucky 1/21/2022

B
Texas 12/8/2016

B
Maine 1/7/2020

IA
Texas 10/1/2018

B
Maryland 9/28/2018

B
Virginia 5/15/2017

B
Massachusetts 12/8/2016

B
Washington 8/22/2023

B
Michigan 4/18/2017

B
West Virginia 1/8/2025

B
Minnesota 2/3/2012

B
Wisconsin 6/1/2009

B
Montana 5/14/2024

IA
Wisconsin 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
11501 North Port Washington, Mequon, WI 53092
Registered with this firm since 6/1/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MEQUON, WI
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MEQUON, WI
IA
07/20/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) MEQUON, WI
B
07/07/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) MEQUON, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.