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MICHELLE ELIZABETH LOSASSO
MICHELLE LOSASSO
CRD#: 5138228
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Denver, CO
0
Disclosures
18
Years of Experience
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State Registrations
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California 7/8/2015
B
Massachusetts 2/14/2017
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Colorado 3/10/2011
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Nevada 9/13/2016
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Colorado 3/10/2011
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New Hampshire 4/30/2018
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Connecticut 5/25/2017
B
New Jersey 7/9/2024
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Connecticut 5/26/2017
B
New York 2/17/2021
B
Florida 3/10/2011
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Pennsylvania 7/23/2018
B
Hawaii 1/9/2025
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Texas 3/25/2011
B
Indiana 8/29/2023
B
Texas 5/20/2016
B
Iowa 10/17/2018
B
Virginia 12/20/2019
B
Maine 12/23/2024
B
Washington 8/18/2016
B
Maryland 11/30/2021
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Wisconsin 10/11/2022
SRO Registrations
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Registered with this firm since 3/10/2011
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Registered with this firm since 3/10/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2006 - 03/17/2011 | DENVER, CO | |
B | 11/08/2006 - 03/17/2011 | DENVER, CO | |
B | 09/15/2006 - 11/09/2006 | DENVER, CO |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.