Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
TERRI ANNE WHEELER
CRD#: 5137323
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10000 SAGEMORE DR STE 10102
MARLTON, NJ 08053
Registration History
2008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2009 - Present (16 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - Present (16 years)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 8/31/2021
B
Nevada 1/4/2022
B
Arizona 12/8/2020
B
New Hampshire 8/22/2018
B
Arkansas 6/6/2024
B
New Jersey 8/6/2008
B
California 8/15/2018
IA
New Jersey 2/25/2009
B
Colorado 8/15/2018
B
New Mexico 8/15/2018
B
Connecticut 8/15/2018
B
New York 8/15/2018
B
Delaware 8/15/2018
B
North Carolina 8/16/2018
B
District of Columbia 12/20/2021
B
North Dakota 3/22/2024
B
Florida 8/15/2018
B
Ohio 8/16/2018
B
Georgia 8/22/2018
B
Pennsylvania 8/15/2018
B
Illinois 1/8/2020
B
Rhode Island 4/27/2023
B
Indiana 5/1/2023
B
South Carolina 8/15/2018
B
Maine 8/15/2018
B
Tennessee 9/21/2022
B
Maryland 8/15/2018
B
Texas 8/15/2018
B
Massachusetts 8/15/2018
IA
Texas 8/16/2018
B
Michigan 12/21/2018
B
Virginia 8/15/2018
B
Minnesota 12/21/2018
B
Washington 3/3/2025
B
Missouri 9/18/2020
B
West Virginia 8/15/2018
B
Nebraska 9/27/2021
B
Wyoming 8/15/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10000 SAGEMORE DR STE 10102, MARLTON, NJ 08053
Registered with this firm since 2/25/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10000 SAGEMORE DR STE 10102, MARLTON, NJ 08053
Registered with this firm since 8/6/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/06/2007 - 08/12/2008 GUNNALLEN FINANCIAL, INC (CRD#:17609) PITTSGROVE, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.