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Detailed Report
JAMI LYNN RHOADS
JAMI L RHOADS
CRD#: 5136252
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 13625 California Street
Suite 400
Omaha, NE 68154
Registration History
20062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2017 - Present (7 years)BMORGAN STANLEY (CRD# 149777)2011 - Present (13 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2011 (<1 year)BNFP SECURITIES, INC. (CRD# 42046)2009 - 2010 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2007 - 2007 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Alaska 7/2/2012
IA
Nebraska 10/31/2022
B
Arizona 7/2/2012
B
Nevada 7/2/2012
B
Arkansas 7/2/2012
B
New Jersey 7/2/2012
B
California 5/9/2011
B
New Mexico 7/2/2012
IA
California 6/9/2017
B
New York 7/2/2012
B
Colorado 7/2/2012
B
North Carolina 7/2/2012
B
Florida 7/2/2012
B
Ohio 10/13/2017
B
Georgia 7/2/2012
B
Oregon 7/2/2012
B
Hawaii 7/2/2012
B
Pennsylvania 7/2/2012
B
Idaho 7/2/2012
B
South Dakota 4/18/2023
B
Kansas 8/6/2024
B
Tennessee 6/28/2019
B
Kentucky 3/1/2022
B
Texas 7/2/2012
B
Maryland 6/23/2021
IA
Texas 2/25/2020
B
Massachusetts 7/2/2012
B
Utah 12/6/2023
B
Michigan 2/9/2018
B
Virginia 7/2/2012
B
Minnesota 4/6/2022
B
Washington 7/2/2012
B
Mississippi 7/2/2012
B
Wisconsin 8/2/2023
B
Nebraska 11/23/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
13625 California Street Suite 400, Omaha, NE 68154
Registered with this firm since 6/9/2017
B
MORGAN STANLEY (CRD#:149777)
13625 California Street Suite 400, Omaha, NE 68154
Registered with this firm since 5/9/2011
Previous Registration(s)
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B
 09/01/2010 - 01/07/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) CAMPBELL, CA
B
 07/14/2009 - 05/21/2010 NFP SECURITIES, INC. (CRD#:42046) LOS GATOS, CA
B
 08/27/2007 - 11/19/2007 TD AMERITRADE, INC. (CRD#:7870) BELLEVUE, NE
B
 08/16/2006 - 04/10/2007 TD AMERITRADE, INC. (CRD#:7870) BELLEVUE, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.