• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LELAND GENE FRANK
LELAND FRANK
CRD#: 5136044
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2 GARDEN CTR
BROOMFIELD, CO 80020
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2012 (4 years)BWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2008 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 6/16/2014

IA
Colorado 7/6/2012

B
California 7/9/2012

B
New York 10/21/2019

B
Colorado 7/6/2012

B
Wyoming 5/15/2014

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2 GARDEN CTR, BROOMFIELD, CO 80020
Registered with this firm since 7/6/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2 GARDEN CTR, BROOMFIELD, CO 80020
Registered with this firm since 7/6/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/29/2012 - 06/22/2012 METLIFE SECURITIES INC. (CRD#:14251) GREENWOOD VILLAGE, CO
B
03/26/2008 - 06/22/2012 METLIFE SECURITIES INC. (CRD#:14251) GREENWOOD VILLAGE, CO
B
06/07/2006 - 03/24/2008 WAMU INVESTMENTS, INC. (CRD#:599) BROOMFIELD, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.