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Detailed Report
MARK RICHARD RUPP
CRD#: 5135861
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 6663 N Glenwood St
Boise, ID 83714
CETERA ADVISOR NETWORKS LLCCRD#: 13572 34 S MAIN STREET
PAYETTE, ID 83661
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2015 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2015 - Present (9 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2015 - 2019 (4 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2019 - 2021 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2020 (<1 year)
License(s)

State Registrations

B
Alaska 9/20/2019
B
Oklahoma 11/3/2023
B
Arizona 9/20/2019
B
Oregon 9/20/2019
B
California 9/20/2019
B
South Carolina 3/4/2022
B
Georgia 5/6/2024
B
Texas 9/20/2019
IA
Idaho 10/6/2015
IA
Texas 12/18/2019
B
Idaho 9/20/2019
B
Utah 1/19/2024
B
Montana 12/18/2019
B
Washington 9/20/2019
B
Nevada 5/6/2024
B
Wyoming 9/20/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
6663 N Glenwood St, Boise, ID 83714
34 S MAIN STREET, PAYETTE, ID 83661
Registered with this firm since 10/6/2015
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
34 S MAIN STREET, PAYETTE, ID 83661
6663 N GLENWOOD ST, BOISE, ID 83714
Registered with this firm since 9/20/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/20/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 09/05/2019 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) BOISE, ID
IA
 12/13/2019 - 03/06/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 09/09/2015 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOISE, ID
IA
 10/22/2010 - 11/13/2015 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) BOISE, ID
B
 10/22/2010 - 09/29/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) BOISE, ID
IA
 02/26/2008 - 10/25/2010 ING FINANCIAL PARTNERS, INC (CRD#:2882) NAMPA, ID
B
 02/05/2008 - 10/25/2010 ING FINANCIAL PARTNERS, INC. (CRD#:2882) NAMPA, ID
IA
 09/11/2006 - 02/08/2008 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NAMPA, ID
B
 05/25/2006 - 02/08/2008 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) NAMPA, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.