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ADAM M BURNS
CRD#: 5135757
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 250 Delaware Avenue
BUFFALO, NY 14202
Registration History
20062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2006 - Present (18 years)
License(s)

State Registrations

B
Florida 1/10/2012

IA
New York 10/26/2021

B
Illinois 3/19/2014

B
South Carolina 1/6/2014

B
New York 4/4/2007

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 Delaware Avenue, BUFFALO, NY 14202
Youngstown, NY
Registered with this firm since 10/26/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
250 Delaware Avenue, BUFFALO, NY 14202
Youngstown, NY
Registered with this firm since 11/21/2006

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.