Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
STACY E MENSCH
STACY E SUTTON
CRD#: 5134977
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1350 Broadcasting Road
Suite 100
Wyomissing, PA 19610
Registration History
2017201820192020202120222023202420252026IAMORGAN STANLEY (CRD# 149777)2019 - Present (5 years)BMORGAN STANLEY (CRD# 149777)2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 10/25/2019
B
Nevada 4/2/2020
B
Alaska 4/2/2020
B
New Hampshire 4/2/2020
B
Arizona 10/25/2019
B
New Jersey 10/25/2019
B
Arkansas 4/2/2020
B
New Mexico 4/2/2020
B
California 10/25/2019
B
New York 10/25/2019
B
Colorado 10/25/2019
B
North Carolina 10/25/2019
B
Connecticut 10/25/2019
B
North Dakota 4/2/2020
B
Delaware 10/25/2019
B
Ohio 10/28/2019
B
District of Columbia 10/25/2019
B
Oklahoma 4/2/2020
B
Florida 10/25/2019
B
Oregon 10/25/2019
B
Georgia 10/25/2019
B
Pennsylvania 10/14/2019
B
Hawaii 10/25/2019
IA
Pennsylvania 10/14/2019
B
Idaho 10/25/2019
B
Puerto Rico 4/2/2020
B
Illinois 10/25/2019
B
Rhode Island 10/25/2019
B
Indiana 10/25/2019
B
South Carolina 10/25/2019
B
Iowa 4/2/2020
B
South Dakota 4/2/2020
B
Kansas 4/2/2020
B
Tennessee 4/2/2020
B
Kentucky 4/2/2020
B
Texas 10/25/2019
B
Louisiana 10/25/2019
IA
Texas 4/23/2020
B
Maine 10/25/2019
B
Utah 4/2/2020
B
Maryland 10/25/2019
B
Vermont 10/25/2019
B
Massachusetts 10/25/2019
B
Virgin Islands 4/2/2020
B
Michigan 10/25/2019
B
Virginia 10/25/2019
B
Minnesota 10/25/2019
B
Washington 10/25/2019
B
Missouri 10/25/2019
B
West Virginia 4/2/2020
B
Montana 4/2/2020
B
Wisconsin 10/25/2019
B
Nebraska 10/25/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610
Registered with this firm since 10/14/2019
B
MORGAN STANLEY (CRD#:149777)
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610
Registered with this firm since 5/1/2017
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.