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NINA STAPLES LLOYD
NINA LLOYD, NINA JAMES STAPLES
CRD#: 5134770
IA
Investment Adviser
B
Broker
OPUS FINANCIAL ADVISORS, INC.CRD#: 118742 126 E. WATER STREET
STATESVILLE, NC 28677-5228
OSAIC WEALTH, INC.CRD#: 23131 4421 MANNS CHAPEL ROAD
CHAPEL HILL, NC 27516
Registration History
20062008201020122014201620182020202220242026IAOPUS FINANCIAL ADVISORS, INC. (CRD# 118742)2012 - Present (12 years)BOSAIC WEALTH, INC. (CRD# 23131)2023 - Present (1 year)BFSC SECURITIES CORPORATION (CRD# 7461)2012 - 2023 (11 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2006 - 2007 (1 year)
License(s)

State Registrations

B
Alabama 11/3/2023

B
Mississippi 11/3/2023

B
Arizona 11/3/2023

B
Missouri 11/3/2023

B
California 11/3/2023

B
New Jersey 11/3/2023

B
Connecticut 11/3/2023

B
New Mexico 11/3/2023

B
District of Columbia 11/3/2023

B
New York 11/3/2023

B
Florida 11/3/2023

IA
North Carolina 11/7/2012

B
Georgia 11/3/2023

B
North Carolina 11/3/2023

B
Hawaii 11/3/2023

B
Ohio 11/3/2023

B
Illinois 11/3/2023

B
Pennsylvania 11/3/2023

B
Indiana 11/3/2023

B
South Carolina 11/3/2023

B
Kentucky 11/3/2023

B
Texas 11/3/2023

B
Maine 11/3/2023

B
Virginia 11/3/2023

B
Maryland 11/3/2023

B
Washington 11/3/2023

B
Massachusetts 11/3/2023

B
West Virginia 11/3/2023

B
Michigan 11/3/2023

B
Wisconsin 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPUS FINANCIAL ADVISORS, INC. (CRD#:118742)
126 E. WATER STREET, STATESVILLE, NC 28677-5228
Registered with this firm since 11/7/2012

B
OSAIC WEALTH, INC. (CRD#:23131)
4421 MANNS CHAPEL ROAD, CHAPEL HILL, NC 27516
Registered with this firm since 11/3/2023

Previous Registration(s)
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B
09/10/2012 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) CHAPEL HILL, NC
B
06/14/2006 - 07/20/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) DURHAM, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.