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CODY LOCKHART
CODY LEON LOCKHART
CRD#: 5131960
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 115 E PEARL AVE
STE 200
JACKSON HOLE, WY 83001
Registration History
200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2018 (10 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2008 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - 2018 (1 year)
License(s)

State Registrations

B
Alabama 7/6/2018

B
Montana 7/6/2018

B
Alaska 7/6/2018

B
Nebraska 7/6/2018

B
Arizona 7/6/2018

B
Nevada 7/6/2018

B
California 7/6/2018

B
New Hampshire 7/9/2018

B
Colorado 7/6/2018

B
New Mexico 7/6/2018

B
Connecticut 7/6/2018

B
New York 7/6/2018

B
District of Columbia 3/11/2020

B
North Carolina 7/6/2018

B
Florida 7/6/2018

B
Ohio 7/6/2018

B
Georgia 3/2/2021

B
Oregon 7/6/2018

B
Idaho 7/6/2018

B
Texas 7/6/2018

B
Illinois 7/6/2018

IA
Texas 7/6/2018

B
Indiana 7/6/2018

B
Utah 7/6/2018

B
Kentucky 8/10/2021

B
Vermont 7/6/2018

B
Maine 7/6/2018

B
Virgin Islands 7/6/2018

B
Maryland 7/6/2018

B
Virginia 7/6/2018

B
Massachusetts 7/6/2018

B
Washington 7/6/2018

B
Michigan 7/6/2018

B
Wisconsin 7/6/2018

B
Minnesota 7/6/2018

B
Wyoming 7/6/2018

B
Missouri 7/6/2018

IA
Wyoming 7/6/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
115 E PEARL AVE STE 200, JACKSON HOLE, WY 83001
Registered with this firm since 7/6/2018

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
115 E PEARL AVE STE 200, JACKSON HOLE, WY 83001
Registered with this firm since 7/6/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/21/2016 - 07/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) JACKSON HOLE, WY
B
01/01/2008 - 07/06/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) JACKSON HOLE, WY
B
06/13/2006 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) JACKSON HOLE, WY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.