Individual Firm
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TEY H KIM
Tey Hyun Kim, Tey Kim
CRD#: 5131689
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 535 FIFTH AVENUE
13TH FLOOR
NEW YORK, NY 10017
13TH FLOOR
NEW YORK, NY 10017
View By:
1/16/2018
Judgment / Lien
State Registrations
B
Arizona 10/12/2022
IA
New Jersey 9/24/2021
IA
Arizona 10/12/2022
B
New York 9/24/2021
B
Arkansas 10/9/2023
IA
New York 9/24/2021
IA
Arkansas 10/12/2023
B
North Carolina 9/24/2021
B
California 9/24/2021
IA
North Carolina 10/1/2021
IA
California 9/24/2021
B
Pennsylvania 9/24/2021
B
Colorado 12/2/2021
IA
Pennsylvania 9/27/2021
IA
Colorado 12/2/2021
B
South Carolina 2/5/2024
B
Florida 11/5/2021
IA
South Carolina 2/5/2024
IA
Florida 11/5/2021
B
Tennessee 2/14/2022
B
Georgia 11/23/2021
B
Texas 3/8/2022
IA
Georgia 11/23/2021
IA
Texas 3/10/2022
B
Maryland 1/15/2025
B
Virginia 8/12/2022
IA
Maryland 1/15/2025
IA
Virginia 8/12/2022
B
Nevada 7/14/2022
B
Washington 10/22/2021
IA
Nevada 7/14/2022
IA
Washington 10/22/2021
B
New Jersey 9/24/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/24/2021
B
Registered with this firm since 9/24/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/02/2020 - 09/09/2021 | NEW YORK, NY | |
B | 12/04/2017 - 09/09/2021 | NEW YORK, NY | |
IA | 09/07/2018 - 12/31/2019 | NEW YORK, NY | |
IA | 04/02/2014 - 11/30/2017 | NEW YORK, NY | |
B | 02/18/2014 - 11/30/2017 | NEW YORK, NY | |
B | 06/06/2012 - 01/10/2014 | NEW YORK, NY | |
IA | 11/22/2011 - 05/10/2012 | LONG ISLAND CITY, NY | |
B | 10/25/2011 - 05/10/2012 | LONG ISLAND CITY, NY | |
IA | 03/30/2011 - 11/07/2011 | NEW YORK, NY | |
B | 11/13/2009 - 11/07/2011 | NEW YORK, NY | |
IA | 04/11/2007 - 06/29/2009 | NEW YORK, NY | |
B | 09/12/2006 - 06/29/2009 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.