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Gustavo Fernandez
GUS FERNANDEZ, GUSTAVO A FERNANDEZ
CRD#: 5130524
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J.P. MORGAN SECURITIES LLCCRD#: 79 8111 Preston Road
Suite #230
Dallas, TX 75225
Suite #230
Dallas, TX 75225
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Disclosures
18
Years of Experience
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State Registrations
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Alaska 10/1/2012
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Missouri 3/2/2017
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Arizona 4/9/2014
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Nevada 10/21/2021
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Arkansas 9/8/2023
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New Jersey 4/11/2017
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California 10/1/2012
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New Mexico 5/21/2024
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Colorado 10/1/2012
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New York 10/1/2012
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Delaware 9/28/2023
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North Carolina 10/1/2012
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District of Columbia 10/1/2012
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Ohio 7/21/2016
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Florida 2/22/2013
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Oklahoma 5/21/2024
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Georgia 5/11/2016
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Oregon 1/5/2016
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Idaho 4/9/2020
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Pennsylvania 10/1/2012
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Illinois 1/29/2015
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South Carolina 3/1/2018
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Indiana 1/21/2015
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South Dakota 5/21/2024
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Iowa 10/1/2012
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Tennessee 10/1/2012
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Kansas 12/20/2023
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Texas 10/1/2012
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Kentucky 5/21/2024
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Texas 10/1/2012
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Louisiana 2/23/2021
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Utah 5/21/2024
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Maryland 5/21/2024
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Virginia 10/1/2012
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Michigan 11/5/2014
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Washington 2/2/2018
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Minnesota 5/21/2024
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Wyoming 5/21/2024
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Mississippi 10/1/2012
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2007 - 10/01/2012 | DALLAS, TX | |
B | 09/12/2007 - 10/01/2012 | DALLAS, TX | |
IA | 01/11/2007 - 09/06/2007 | NEW YORK, NY | |
B | 06/30/2006 - 09/06/2007 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.