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Detailed Report
CHAD DAVID DUPPONG
CHAD D DUPPONG
CRD#: 5130381
IA
Investment Adviser
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Previous Broker
ISC FINANCIAL ADVISORSCRD#: 157626 7760 France Ave S
Suite 270
Edina, MN 55435
Registration History
2008201020122014201620182020202220242026IAISC FINANCIAL ADVISORS (CRD# 157626)2016 - Present (8 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - 2016 (7 years)
License(s)

State Registrations

IA
Minnesota 9/21/2016
Current Registration(s)
IA
ISC FINANCIAL ADVISORS (CRD#:157626)
7760 France Ave S Suite 270, Edina, MN 55435
Registered with this firm since 9/21/2016
Previous Registration(s)
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 09/08/2008 - 08/25/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) LAKE ELMO, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.