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CHAD DAVID DUPPONG
CHAD D DUPPONG
CRD#: 5130381
IA
B
ISC FINANCIAL ADVISORSCRD#: 157626 7760 France Ave S
Suite 270
Edina, MN 55435
Suite 270
Edina, MN 55435
0
Disclosures
16
Years of Experience
View By:
State Registrations
IA
Minnesota 9/21/2016
IA
Registered with this firm since 9/21/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/08/2008 - 08/25/2016 | LAKE ELMO, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.