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CRAIG HOWELL YOUNG
CRAIG H. YOUNG, CRAIG YOUNG
CRD#: 5130239
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 301 TRESSER BLVD
STAMFORD, CT 06901
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - Present (9 years)
Disclosure(s)
View By:
10/2/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/14/2015

B
Nebraska 10/14/2015

B
Alaska 10/14/2015

B
Nevada 10/14/2015

B
Arizona 10/14/2015

B
New Hampshire 10/14/2015

B
Arkansas 10/14/2015

B
New Jersey 10/14/2015

B
California 10/9/2015

IA
New Jersey 1/13/2022

IA
California 10/9/2015

B
New Mexico 10/14/2015

B
Colorado 10/14/2015

B
New York 10/14/2015

B
Connecticut 10/14/2015

IA
New York 4/19/2021

IA
Connecticut 3/22/2018

B
North Carolina 10/15/2015

B
Delaware 10/14/2015

B
North Dakota 10/14/2015

B
District of Columbia 10/14/2015

B
Ohio 10/14/2015

B
Florida 10/14/2015

B
Oklahoma 10/14/2015

B
Georgia 10/14/2015

B
Oregon 10/14/2015

B
Hawaii 10/14/2015

B
Pennsylvania 10/14/2015

B
Idaho 10/14/2015

B
Puerto Rico 10/14/2015

B
Illinois 10/14/2015

B
Rhode Island 10/14/2015

B
Indiana 10/14/2015

B
South Carolina 10/14/2015

B
Iowa 10/14/2015

B
South Dakota 10/14/2015

B
Kansas 10/14/2015

B
Tennessee 10/14/2015

B
Kentucky 10/14/2015

B
Texas 10/14/2015

B
Louisiana 10/14/2015

IA
Texas 10/14/2015

B
Maine 10/14/2015

B
Utah 10/14/2015

B
Maryland 10/14/2015

B
Vermont 10/14/2015

B
Massachusetts 10/14/2015

B
Virgin Islands 10/14/2015

B
Michigan 10/14/2015

B
Virginia 10/14/2015

B
Minnesota 10/14/2015

B
Washington 10/14/2015

B
Mississippi 10/14/2015

B
West Virginia 10/14/2015

B
Missouri 10/14/2015

B
Wisconsin 10/14/2015

B
Montana 10/14/2015

B
Wyoming 10/14/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
301 TRESSER BLVD, STAMFORD, CT 06901
Stamford, CT
Registered with this firm since 10/9/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
301 TRESSER BLVD, STAMFORD, CT 06901
Stamford, CT
Registered with this firm since 10/8/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2014 - 10/02/2015 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) HOUSTON, TX
B
07/18/2014 - 10/02/2015 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) HOUSTON, TX
IA
01/14/2010 - 06/25/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/14/2010 - 06/25/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
IA
06/01/2009 - 02/04/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 02/04/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) HOUSTON, TX
IA
07/07/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
06/22/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.