Individual Firm
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STEPHANIE BRADY
STEPHANIE AMANDA BRADY, STEPHANIE AMANDA HASMAN
CRD#: 5130050
IA
B
WELLS FARGO ADVISORSCRD#: 11025 701 XENIA AVENUE SOUTH
170 FL1
GOLDEN VALLEY, MN 55416
170 FL1
GOLDEN VALLEY, MN 55416
0
Disclosures
18
Years of Experience
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State Registrations
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Arizona 5/6/2024
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Nebraska 5/6/2024
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Arkansas 5/6/2024
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Nevada 5/6/2024
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California 5/6/2024
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New Hampshire 5/7/2024
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Colorado 5/6/2024
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New Mexico 5/6/2024
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Delaware 5/6/2024
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New York 5/6/2024
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Florida 5/6/2024
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North Carolina 5/6/2024
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Georgia 5/6/2024
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North Dakota 5/6/2024
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Illinois 5/6/2024
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Pennsylvania 5/6/2024
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Iowa 5/6/2024
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South Carolina 5/6/2024
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Michigan 5/6/2024
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South Dakota 5/6/2024
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Minnesota 5/6/2024
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Texas 5/6/2024
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Minnesota 5/6/2024
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Texas 5/6/2024
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Missouri 5/6/2024
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Washington 5/6/2024
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Montana 5/6/2024
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Wisconsin 5/6/2024
SRO Registrations
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IA
Registered with this firm since 5/6/2024
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Registered with this firm since 5/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/01/2014 - 05/06/2024 | MINNEAPOLIS, MN | |
B | 05/01/2014 - 05/06/2024 | MINNEAPOLIS, MN | |
IA | 12/16/2013 - 03/07/2014 | BLOOMINGTON, MN | |
B | 10/06/2006 - 03/07/2014 | BLOOMINGTON, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.