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ALEXANDER CHAN
ALEXANDER KA HO CHAN
CRD#: 5129367
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 400 ROBERT STREET NORTH
SUITE 800
SAINT PAUL, MN 55101
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 400 ROBERT STREET NORTH
SUITE 800
SAINT PAUL, MN 55101
Registration History
200620082010201220142016201820202022202420265 FIRMS2023 - Present (1 year)3 FIRMS2024 - Present (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2006 - 2023 (17 years)BCRI SECURITIES, LLC (CRD# 22589)2007 - 2021 (14 years)BH. BECK, INC. (CRD# 1763)2012 - 2017 (5 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2014 - 2023 (9 years)IACRI SECURITIES, LLC (CRD# 22589)2014 - 2021 (7 years)
License(s)

State Registrations

B
Minnesota 8/10/2023

IA
Minnesota 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Registered with this firm since 5/8/2024

IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Registered with this firm since 5/8/2024

IA
AVANTAX PLANNING PARTNERS, INC. (CRD#:106237)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Registered with this firm since 5/8/2024

B
CETERA ADVISORS LLC (CRD#:10299)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Dellwood, MN
Registered with this firm since 8/14/2023

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Dellwood, MN
Registered with this firm since 8/14/2023

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Dellwood, MN
Registered with this firm since 8/14/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Dellwood, MN
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 ROBERT STREET NORTH SUITE 800, SAINT PAUL, MN 55101
Dellwood, MN
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/15/2014 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
B
06/02/2006 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
IA
01/15/2014 - 11/08/2021 CRI SECURITIES, LLC (CRD#:22589) ST PAUL, MN
B
06/21/2007 - 11/08/2021 CRI SECURITIES, LLC (CRD#:22589) ST PAUL, MN
B
08/27/2012 - 10/13/2017 H. BECK, INC. (CRD#:1763) ROCKVILLE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.