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XUPING FAN
CRD#: 5128993
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, INC.CRD#: 16164 101 LINDENWOOD DRIVE
SUITE 225
MALVERN, PA 19355
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (13 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2006 - 2012 (5 years)IAINVESTMENT ADVISORS INTERNATIO... (CRD# 139233)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alabama 8/3/2020

B
Minnesota 3/7/2023

B
California 1/6/2012

B
New Jersey 1/6/2012

B
Connecticut 1/6/2012

IA
New Jersey 3/14/2013

B
Delaware 1/6/2012

B
New Mexico 4/28/2022

B
Florida 1/8/2021

B
New York 1/6/2012

B
Georgia 3/29/2017

B
North Carolina 10/28/2019

B
Illinois 1/15/2020

B
Oregon 4/24/2024

B
Maryland 1/6/2012

B
Pennsylvania 1/6/2012

B
Massachusetts 3/10/2015

IA
Pennsylvania 1/6/2012

B
Michigan 4/9/2024

B
Virginia 1/8/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164)
101 LINDENWOOD DRIVE SUITE 225, MALVERN, PA 19355
Registered with this firm since 1/6/2012

B
TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164)
101 LINDENWOOD DRIVE SUITE 225, MALVERN, PA 19355
Registered with this firm since 1/6/2012

Previous Registration(s)
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IA
08/18/2011 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) MALVERN, PA
B
07/25/2006 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) MALVERN, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.