Individual Firm
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Robert Kenyon Spears Jr.
Robert Kenyon Spears Jr, Robert Spears
CRD#: 5126776
IA
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U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 1515 S Orchard
Boise, ID 83705
Boise, ID 83705
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Disclosures
18
Years of Experience
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State Registrations
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Arizona 11/20/2019
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Nevada 8/11/2023
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California 9/26/2014
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North Dakota 10/14/2014
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Colorado 11/20/2019
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Oregon 4/19/2012
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Florida 4/27/2021
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Texas 4/27/2021
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Idaho 3/26/2012
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Texas 6/11/2024
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Idaho 3/26/2012
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Utah 10/9/2014
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Mississippi 2/25/2022
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Wisconsin 3/31/2023
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Montana 4/26/2012
SRO Registrations
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Registered with this firm since 3/26/2012
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Registered with this firm since 3/26/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/19/2009 - 03/30/2012 | BOISE, ID | |
B | 11/19/2009 - 03/30/2012 | BOISE, ID | |
IA | 06/01/2009 - 11/03/2009 | BOISE, ID | |
B | 06/01/2009 - 11/03/2009 | BOISE, ID | |
IA | 04/02/2007 - 06/01/2009 | BOISE, ID | |
B | 04/02/2007 - 06/01/2009 | BOISE, ID | |
IA | 08/21/2006 - 04/02/2007 | BOISE, ID | |
B | 06/19/2006 - 04/02/2007 | BOISE, ID |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.