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Detailed Report
ADAM OBLAD
ADAM E. OBLAD
CRD#: 5125174
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5201 W AMELIA EARHART DR
[TPB SERVICES]
SALT LAKE CITY, UT 84116
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCCRD#: 11025 5201 W AMELIA EARHART DR
SALT LAKE CITY, UT 84116
Registration History
200620082010201220142016201820202022202420262 FIRMS2022 - 2023 (<1 year)3 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - 2022 (11 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2008 - 2011 (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2006 - 2008 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2022 (7 years)
License(s)

State Registrations

B
Utah 5/8/2023
IA
Utah 5/8/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
5201 W AMELIA EARHART DR, SALT LAKE CITY, UT 84116
Registered with this firm since 5/8/2023
IA
WELLS FARGO ADVISORS (CRD#:19616)
5201 W AMELIA EARHART DR [TPB SERVICES], SALT LAKE CITY, UT 84116
HERRIMAN, UT
Registered with this firm since 5/8/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5201 W AMELIA EARHART DR [TPB SERVICES], SALT LAKE CITY, UT 84116
HERRIMAN, UT
Registered with this firm since 5/8/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/19/2022 - 04/12/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SALT LAKE CITY, UT
B
 10/07/2022 - 04/11/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
IA
 03/03/2015 - 09/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 01/03/2011 - 09/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 02/25/2008 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 07/25/2006 - 02/19/2008 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.