Individual Firm
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JUSTIN LEE BOYD
JUSTIN LEE BOYD MR., JUSTIN LEE KIENSTRA
CRD#: 5123287
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 CONCORD, CA
0
Disclosures
18
Years of Experience
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State Registrations
B
California 7/30/2013
IA
Iowa 3/17/2021
B
Hawaii 1/25/2016
B
Nevada 7/30/2013
B
Illinois 4/21/2016
B
Oregon 12/13/2013
B
Iowa 3/17/2021
B
Utah 9/14/2015
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2010 - 07/11/2013 | LAFAYETTE, CA | |
B | 09/30/2010 - 07/11/2013 | LAFAYETTE, CA | |
IA | 10/23/2009 - 09/30/2010 | WALNUT CREEK, CA | |
B | 10/23/2009 - 09/30/2010 | WALNUT CREEK, CA | |
IA | 12/14/2006 - 10/23/2009 | WALNUT CREEK, CA | |
B | 05/19/2006 - 10/23/2009 | WALNUT CREEK, CA |
WALNUT CREEK, CA
10/23/2009 - 09/30/2010
WALNUT CREEK, CA
10/23/2009 - 09/30/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.