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LESANDRO RUBEN MENA
LESANDRO R. MENA
CRD#: 5122553
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 7777 Fay Ave
Suite 105
La Jolla, CA 92037-4325
Suite 105
La Jolla, CA 92037-4325
0
Disclosures
18
Years of Experience
View By:
State Registrations
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Arizona 4/19/2016
B
Nevada 3/28/2022
B
California 1/25/2013
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New Mexico 6/28/2024
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California 1/28/2013
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New York 7/28/2021
B
Colorado 7/13/2022
B
North Carolina 3/26/2024
B
Florida 3/26/2015
B
Pennsylvania 3/28/2019
B
Hawaii 10/19/2022
B
South Dakota 3/8/2023
B
Idaho 5/26/2020
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Texas 1/4/2019
B
Illinois 3/28/2019
B
Texas 3/28/2019
B
Maryland 11/30/2020
B
Utah 3/28/2025
B
Michigan 6/25/2024
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Washington 3/28/2019
B
Minnesota 3/26/2015
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West Virginia 3/8/2023
SRO Registrations
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Registered with this firm since 1/28/2013
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Registered with this firm since 1/25/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 01/09/2013 | EL CAJON, CA | |
B | 10/01/2012 - 01/09/2013 | EL CAJON, CA | |
IA | 12/16/2010 - 10/01/2012 | ALPINE, CA | |
B | 12/16/2010 - 10/01/2012 | ALPINE, CA | |
IA | 03/09/2009 - 12/16/2010 | LA MESA, CA | |
B | 02/03/2009 - 12/06/2010 | LA MESA, CA | |
IA | 07/04/2006 - 02/09/2009 | SAN DIEGO, CA | |
B | 07/04/2006 - 02/09/2009 | SAN DIEGO, CA |
LA MESA, CA
03/09/2009 - 12/16/2010
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.