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KEVIN JOHN WHEELER
CRD#: 5122433
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 151 MAIN STREET
DEEP RIVER, CT 06417
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 151 MAIN STREET
DEEP RIVER, CT 06417
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - Present (13 years)
License(s)

State Registrations

B
California 1/2/2013

B
New Hampshire 3/17/2021

B
Connecticut 8/15/2011

B
New Jersey 2/14/2022

IA
Connecticut 8/16/2011

B
New York 1/26/2022

B
Florida 8/15/2011

B
North Carolina 8/15/2011

B
Georgia 8/15/2011

B
Rhode Island 1/26/2022

B
Maine 8/15/2011

B
South Carolina 8/15/2011

B
Massachusetts 8/15/2011

B
Texas 9/10/2024

B
Minnesota 1/3/2022

B
Utah 6/7/2021

B
Nebraska 12/5/2024

B
Vermont 1/26/2022

B
Nevada 7/26/2018

B
Washington 9/25/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
151 MAIN STREET, DEEP RIVER, CT 06417
Registered with this firm since 8/16/2011

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
151 MAIN STREET, DEEP RIVER, CT 06417
Registered with this firm since 8/15/2011

Previous Registration(s)
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IA
01/11/2011 - 08/16/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORANGE, CT
B
01/11/2011 - 08/16/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ORANGE, CT
IA
11/17/2009 - 05/24/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) WALLINGFORD, CT
B
11/17/2009 - 05/24/2010 TD WEALTH MANAGEMENT SERVICES INC. (CRD#:6940) WALLINGFORD, CT
IA
01/26/2009 - 11/17/2009 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) WALLINGFORD, CT
B
02/25/2009 - 11/17/2009 BANCNORTH INVESTMENT GROUP, INC. (CRD#:31299) WALLINGFORD, CT
IA
09/25/2006 - 02/02/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBRIDGE, CT
B
08/11/2006 - 02/02/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) WOODBRIDGE, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.