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MARIA CRISTELA DE LA CRUZ
CRIS DE LA CRUZ, CRISTELA F DE LA CRUZ, CRISTELA DE LA CRUZ
CRD#: 5121329
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
2008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - Present (15 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 7/1/2019

B
Michigan 7/16/2012

B
Arizona 7/16/2012

B
Montana 10/15/2019

B
Arkansas 7/16/2012

B
Nevada 7/16/2012

B
California 7/9/2012

B
New Jersey 12/3/2015

IA
California 7/9/2012

B
New Mexico 7/16/2012

B
Colorado 7/16/2012

B
New York 7/16/2012

B
Connecticut 1/2/2020

B
North Carolina 7/18/2012

B
Delaware 12/14/2022

B
Ohio 5/16/2024

B
Florida 7/16/2012

B
Oregon 6/26/2013

B
Georgia 1/2/2015

B
Pennsylvania 2/15/2019

B
Hawaii 2/15/2019

B
Tennessee 3/15/2022

B
Idaho 7/16/2012

B
Texas 7/16/2012

B
Illinois 7/16/2012

IA
Texas 3/21/2013

B
Maine 1/2/2015

B
Utah 5/15/2023

B
Maryland 2/25/2015

B
Virginia 7/16/2012

B
Massachusetts 7/16/2012

B
Washington 7/16/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 7/9/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/19/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.