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SCOTT ALLEN MELZER
SCOTT MELZER
CRD#: 5120333
IA
B
LPL FINANCIAL LLCCRD#: 6413 301 FLORAL VALE BLVD
YARDLEY, PA 19067
YARDLEY, PA 19067
0
Disclosures
18
Years of Experience
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State Registrations
B
California 7/21/2021
IA
Pennsylvania 7/21/2021
B
Florida 7/21/2021
B
Texas 7/21/2021
B
New Jersey 7/21/2021
IA
Texas 7/21/2021
B
Pennsylvania 7/21/2021
SRO Registrations
B
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IA
Registered with this firm since 7/21/2021
B
Registered with this firm since 7/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2011 - 07/21/2021 | YARDLEY, PA | |
B | 10/03/2011 - 07/21/2021 | YARDLEY, PA | |
IA | 06/06/2006 - 10/07/2011 | MOUNT LAUREL, NJ | |
B | 05/18/2006 - 10/07/2011 | MOUNT LAUREL, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.