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Detailed Report
MICHAEL GOMEZ
CRD#: 5118886
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Montgomery, NY
Registration History
20062008201020122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2014 - Present (10 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2011 - Present (13 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2006 - 2011 (5 years)
License(s)

State Registrations

B
Alabama 4/24/2015
B
Nevada 8/14/2014
B
Arizona 8/14/2014
B
New Hampshire 11/1/2022
B
California 8/14/2014
B
New Jersey 1/9/2012
B
Colorado 8/14/2014
IA
New Jersey 5/5/2014
B
Connecticut 1/9/2012
B
New Mexico 9/8/2016
B
Delaware 8/14/2014
B
New York 10/17/2011
B
District of Columbia 8/14/2014
IA
New York 8/17/2021
B
Florida 9/26/2013
B
North Carolina 8/29/2014
B
Georgia 8/14/2014
B
Ohio 8/14/2014
B
Hawaii 1/9/2018
B
Oklahoma 10/1/2014
B
Idaho 8/14/2014
B
Oregon 3/19/2015
B
Illinois 8/14/2014
B
Pennsylvania 8/14/2014
B
Indiana 10/28/2015
B
South Carolina 8/10/2021
B
Iowa 8/14/2014
B
Tennessee 8/20/2014
B
Maine 8/14/2014
B
Texas 8/14/2014
B
Maryland 8/18/2021
B
Utah 8/14/2014
B
Massachusetts 8/14/2014
B
Vermont 8/14/2014
B
Michigan 8/14/2014
B
Virginia 8/14/2014
B
Minnesota 8/14/2014
B
Washington 8/14/2014
B
Missouri 8/14/2014
B
Wisconsin 8/14/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Montgomery, NY
CWM Retail, Sales 1022 Broadway, Thornwood, NY 10594
Registered with this firm since 5/5/2014
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Montgomery, NY
CWM Retail, Sales 1022 Broadway, Thornwood, NY 10594
Registered with this firm since 10/17/2011
Previous Registration(s)
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B
 04/06/2006 - 09/19/2011 HSBC SECURITIES (USA) INC. (CRD#:19585) PEARL RIVER, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.