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Detailed Report
Shane Irvine
SHANE T IRVINE
CRD#: 5117736
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 17073 W. BELL ROAD
SURPRISE, AZ 85374
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)BEDWARD JONES (CRD# 250)2006 - 2006 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
Disclosure(s)
View By:
4/3/2018
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/16/2013
B
Montana 11/24/2014
B
Alaska 12/17/2013
B
Nevada 7/24/2015
B
Arizona 10/1/2012
B
New Jersey 8/21/2020
IA
Arizona 10/1/2012
B
New Mexico 3/30/2016
B
California 10/1/2012
B
New York 7/29/2016
B
Colorado 5/29/2014
B
North Carolina 8/23/2022
B
Connecticut 5/14/2015
B
Ohio 1/15/2020
B
Delaware 5/16/2018
B
Oklahoma 1/16/2013
B
Florida 12/15/2014
B
Oregon 1/16/2013
B
Hawaii 1/29/2021
B
Pennsylvania 7/8/2021
B
Idaho 10/1/2012
B
Rhode Island 10/7/2013
B
Illinois 12/14/2017
B
South Dakota 1/22/2015
B
Indiana 10/20/2017
B
Tennessee 1/14/2022
B
Louisiana 4/17/2023
B
Texas 2/23/2015
B
Maine 9/8/2017
IA
Texas 2/24/2015
B
Maryland 8/8/2019
B
Utah 4/26/2019
B
Massachusetts 6/12/2023
B
Virginia 9/20/2016
B
Michigan 10/1/2012
B
Washington 10/1/2012
B
Minnesota 5/10/2023
B
Wisconsin 3/8/2013
B
Mississippi 12/1/2021
B
Wyoming 3/10/2014
B
Missouri 6/8/2015

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
17073 W. BELL ROAD, SURPRISE, AZ 85374
800 W WICKENBURG WAY, WICKENBURG, AZ 85390
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
17073 W. BELL ROAD, SURPRISE, AZ 85374
800 W WICKENBURG WAY, WICKENBURG, AZ 85390
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/16/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SURPRISE, AZ
B
 03/09/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SURPRISE, AZ
B
 05/23/2006 - 11/21/2006 EDWARD JONES (CRD#:250) AVONDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.