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Paul Ignatius Murphy
PAUL I MURPHY III, PAUL I MURPHY, Paul Ignatius Murphy III
CRD#: 5117730
IA
B
SCSCRD#: 310849 10900 NE 8TH STREET
15TH FLOOR - SUITE 1550
BELLEVUE, WA 98004
15TH FLOOR - SUITE 1550
BELLEVUE, WA 98004
LPL FINANCIAL LLCCRD#: 6413 10900 NE 8TH ST.15TH FL #1550
BELLEVUE, WA 98004
BELLEVUE, WA 98004
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9/24/2000
Criminal
Final Disposition
State Registrations
IA
Texas 1/24/2025
IA
Washington 9/16/2024
B
Washington 7/16/2024
SRO Registrations
B
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IA
Registered with this firm since 9/16/2024
B
Registered with this firm since 7/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/17/2022 - 07/16/2024 | ROSELAND, NJ | |
B | 01/14/2021 - 05/02/2022 | HARRISON, NY | |
B | 03/31/2014 - 01/06/2021 | ROSELAND, NJ | |
B | 05/28/2010 - 04/01/2014 | WINDSOR, CT | |
B | 04/10/2006 - 11/30/2009 | ROSELAND, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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