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Jamie Yanez
JAMIE L YANEZ, JAMIE L. YANEZ, JAMIE LEE YANEZ, JAMIE YANEZ
CRD#: 5117707
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J.P. MORGAN SECURITIES LLCCRD#: 79 8820 BENBROOK BLVD
BENBROOK, TX 76126
BENBROOK, TX 76126
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7/7/2017
Financial
Final
5/22/2017
Financial
Final
5/4/2017
Financial
Final
State Registrations
B
Alabama 1/16/2024
B
Mississippi 10/13/2023
B
California 2/7/2022
B
Missouri 4/23/2024
B
Colorado 5/18/2023
B
Nevada 2/22/2022
B
Florida 6/24/2021
B
Texas 8/31/2017
B
Illinois 2/10/2022
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Texas 3/14/2020
B
Massachusetts 9/12/2022
B
Utah 5/24/2023
B
Minnesota 10/11/2023
B
Wisconsin 10/8/2020
SRO Registrations
B
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Registered with this firm since 3/14/2020
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Registered with this firm since 8/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/16/2013 - 08/21/2017 | FORT WORTH, TX | |
B | 01/25/2011 - 05/16/2013 | HOUSTON, TX | |
B | 07/29/2010 - 12/06/2010 | NORTH RICHLAND HILLS, TX | |
B | 10/27/2008 - 07/27/2010 | NORTH RICHLAND HILLS, TX | |
B | 09/24/2007 - 03/03/2008 | GRAPEVINE, TX | |
B | 10/11/2006 - 09/21/2007 | SOUTHLAKE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.