• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SHAWN M OXFORD
SHAWN OXFORD
CRD#: 5117525
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 36 MAIN ST
BRISTOL, VT 05443
CETERA ADVISOR NETWORKS LLCCRD#: 13572 36 MAIN ST
BRISTOL, VT 05443
Registration History
20062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)2006 - 2013 (7 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - 2023 (9 years)IATOWER SQUARE SECURITIES, INC. (CRD# 833)2007 - 2013 (6 years)
License(s)

State Registrations

B
Arizona 1/5/2021

B
New York 9/3/2013

B
California 9/3/2013

B
North Carolina 9/26/2014

B
Colorado 9/3/2013

B
Oregon 9/3/2013

B
Connecticut 9/3/2013

B
Pennsylvania 9/3/2013

B
Florida 9/3/2013

B
South Carolina 9/25/2014

B
Georgia 3/10/2017

B
South Dakota 1/14/2025

B
Idaho 1/11/2019

B
Tennessee 1/6/2020

B
Illinois 7/25/2023

B
Texas 10/1/2020

B
Maine 9/3/2013

IA
Texas 6/29/2023

B
Maryland 4/27/2023

B
Utah 9/3/2013

B
Massachusetts 9/3/2013

B
Vermont 9/3/2013

B
Minnesota 9/3/2013

IA
Vermont 6/29/2023

B
Montana 8/12/2021

B
Virginia 9/3/2013

B
Nevada 5/23/2017

B
Washington 9/3/2013

B
New Hampshire 9/3/2013

B
Wisconsin 1/6/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
36 MAIN ST, BRISTOL, VT 05443
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
36 MAIN ST, BRISTOL, VT 05443
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2013 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BRISTOL, VT
IA
02/20/2007 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) BRISTOL, VT
B
05/05/2006 - 09/03/2013 TOWER SQUARE SECURITIES, INC. (CRD#:833) BRISTOL, VT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.