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Detailed Report
STEVEN J. EVANCHIK
Steven J Evanchik
CRD#: 5117488
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 Post Road East
3Rd Floor
Westport, CT 06880
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2021 (15 years)2 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
10/12/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 12/17/2024
B
Montana 11/12/2021
B
Arizona 11/12/2021
B
Nevada 12/17/2024
B
California 11/12/2021
B
New Hampshire 11/12/2021
B
Colorado 11/12/2021
B
New Jersey 11/12/2021
B
Connecticut 11/12/2021
B
New Mexico 11/12/2021
IA
Connecticut 11/12/2021
B
New York 11/12/2021
B
Delaware 11/12/2021
B
North Carolina 11/12/2021
B
District of Columbia 11/12/2021
B
Oregon 11/12/2021
B
Florida 11/12/2021
B
Pennsylvania 11/12/2021
B
Georgia 11/12/2021
B
Rhode Island 11/12/2021
B
Illinois 11/12/2021
B
South Carolina 11/12/2021
B
Kentucky 11/12/2021
B
Tennessee 12/17/2024
B
Louisiana 11/12/2021
B
Texas 11/12/2021
B
Maine 11/12/2021
IA
Texas 11/12/2021
B
Maryland 11/12/2021
B
Vermont 12/8/2021
B
Massachusetts 11/12/2021
B
Virginia 11/12/2021
B
Michigan 12/17/2024
B
Washington 11/12/2021
B
Minnesota 11/12/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 11/12/2021
B
MORGAN STANLEY (CRD#:149777)
500 Post Road East 3Rd Floor, Westport, CT 06880
Registered with this firm since 11/12/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/14/2006 - 12/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTPORT, CT
B
 05/26/2006 - 12/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) WESTPORT, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.