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Detailed Report
Raymond John Ponnath
JOHN PONNATH, RAYMOND J PONNATH
CRD#: 5117446
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 7730 WOLF RIVER BLVD STE 107
Germantown, TN 38138
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BEDWARD JONES (CRD# 250)2006 - 2014 (8 years)IAEDWARD JONES (CRD# 250)2007 - 2014 (7 years)
License(s)

State Registrations

B
Alabama 4/5/2024
B
Minnesota 4/5/2024
B
Arizona 6/17/2024
B
Mississippi 4/5/2024
B
Arkansas 4/5/2024
B
Missouri 7/23/2024
B
California 10/29/2024
B
New Mexico 10/29/2024
B
Florida 4/5/2024
B
North Carolina 6/17/2024
B
Georgia 4/5/2024
B
Tennessee 4/5/2024
B
Kansas 4/5/2024
IA
Tennessee 4/5/2024
B
Louisiana 4/5/2024
B
Texas 4/5/2024
B
Maryland 6/17/2024
IA
Texas 4/5/2024
B
Massachusetts 4/5/2024
B
Virginia 10/23/2024
B
Michigan 6/17/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
7730 WOLF RIVER BLVD STE 107, Germantown, TN 38138
Registered with this firm since 4/5/2024
B
EDWARD JONES (CRD#:250)
7730 WOLF RIVER BLVD STE 107, Germantown, TN 38138
Registered with this firm since 4/5/2024
Previous Registration(s)
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IA
 08/15/2014 - 04/29/2024 WELLS FARGO ADVISORS (CRD#:19616) GERMANTOWN, TN
B
 08/15/2014 - 04/29/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) GERMANTOWN, TN
IA
 06/07/2007 - 08/20/2014 EDWARD JONES (CRD#:250) MEMPHIS, TN
B
 05/23/2006 - 08/20/2014 EDWARD JONES (CRD#:250) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.