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MICHAEL LOPES CARDOZO
Robert Michael Lopes Cardozo
CRD#: 5117123
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J.P. MORGAN SECURITIES LLCCRD#: 79 4601 W KENNEDY BLVD
TAMPA, FL 33609
TAMPA, FL 33609
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Disclosures
18
Years of Experience
View By:
State Registrations
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Alabama 10/1/2012
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Missouri 10/1/2012
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Arizona 10/1/2012
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Nevada 10/1/2012
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Arkansas 10/1/2012
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New Hampshire 10/1/2012
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California 10/1/2012
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New Jersey 10/1/2012
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Colorado 10/1/2012
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New Mexico 10/1/2012
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Connecticut 10/1/2012
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New York 10/1/2012
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Delaware 4/23/2020
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North Carolina 10/1/2012
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District of Columbia 8/12/2022
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North Dakota 10/1/2012
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Florida 10/1/2012
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Ohio 10/1/2012
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Florida 10/1/2012
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Oklahoma 10/1/2012
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Georgia 10/1/2012
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Pennsylvania 10/1/2012
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Hawaii 1/23/2023
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Puerto Rico 6/13/2016
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Illinois 10/1/2012
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Rhode Island 10/1/2012
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Indiana 10/1/2012
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South Carolina 10/1/2012
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Iowa 10/1/2012
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South Dakota 10/1/2012
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Kansas 10/1/2012
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Tennessee 10/1/2012
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Kentucky 10/1/2012
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Texas 10/1/2012
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Louisiana 10/1/2012
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Texas 9/23/2013
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Maine 2/19/2014
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Utah 10/1/2012
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Maryland 10/1/2012
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Vermont 10/1/2012
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Massachusetts 10/1/2012
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Virginia 10/1/2012
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Michigan 10/1/2012
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Washington 10/1/2012
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Minnesota 10/1/2012
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Wisconsin 10/1/2012
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Mississippi 10/1/2012
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/17/2008 - 10/01/2012 | TAMPA, FL | |
B | 12/12/2008 - 10/01/2012 | TAMPA, FL | |
IA | 09/09/2008 - 12/02/2008 | TAMPA, FL | |
B | 08/02/2006 - 12/02/2008 | TAMPA, FL |
For additional information about investment advisers or broker-dealers, please visit
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.