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ALLISON L GAUDIO
ALLISON LYNN GAUDIO
CRD#: 5116742
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 90 CRYSTAL RUN RD
MIDDLETOWN, NY 10941
Registration History
20122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 3/20/2013

B
New Mexico 12/13/2023

B
Arkansas 7/15/2021

B
New York 3/18/2013

B
California 3/20/2013

IA
New York 4/19/2021

B
Colorado 3/20/2013

B
North Carolina 3/21/2013

B
Connecticut 3/18/2013

B
Ohio 3/20/2013

IA
Connecticut 3/18/2013

B
Oklahoma 3/20/2013

B
Delaware 3/20/2013

B
Oregon 3/20/2013

B
District of Columbia 12/1/2015

B
Pennsylvania 3/20/2013

B
Florida 3/20/2013

IA
Pennsylvania 11/12/2020

B
Georgia 3/20/2013

B
Rhode Island 7/1/2021

B
Idaho 2/15/2023

B
South Carolina 3/20/2013

B
Illinois 3/20/2013

B
Tennessee 9/1/2020

B
Maine 8/1/2022

B
Texas 3/20/2013

B
Maryland 3/20/2013

IA
Texas 3/20/2013

B
Massachusetts 3/20/2013

B
Utah 8/1/2022

B
Minnesota 8/1/2022

B
Vermont 3/20/2013

B
Missouri 7/15/2019

B
Virginia 3/20/2013

B
New Hampshire 3/20/2013

B
Washington 4/16/2018

B
New Jersey 3/20/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
90 CRYSTAL RUN RD, MIDDLETOWN, NY 10941
Registered with this firm since 3/18/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
90 CRYSTAL RUN RD, MIDDLETOWN, NY 10941
Registered with this firm since 3/6/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.