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Detailed Report
REBECCA HARRIS AVERY
BECKY HARRIS AVERY, BECKY ANN HARRIS
CRD#: 5116256
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 695 E ARLINGTON BLVD
STES 101 & 200
GREENVILLE, NC 27858
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2006 - 2014 (8 years)IAFIRST CITIZENS INVESTOR SERVIC... (CRD# 44430)2011 - 2014 (3 years)
License(s)

State Registrations

B
Florida 1/17/2020
B
Tennessee 1/9/2023
B
Indiana 1/9/2023
B
Texas 8/17/2023
B
Missouri 9/23/2020
IA
Texas 8/21/2023
B
North Carolina 10/21/2014
B
Virginia 10/21/2014
IA
North Carolina 10/21/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
695 E ARLINGTON BLVD STES 101 & 200, GREENVILLE, NC 27858
CHOCOWINITY, NC
Registered with this firm since 10/21/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
695 E ARLINGTON BLVD STES 101 & 200, GREENVILLE, NC 27858
CHOCOWINITY, NC
Registered with this firm since 10/21/2014
Previous Registration(s)
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IA
 04/27/2011 - 10/21/2014 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) WASHINGTON, NC
B
 09/25/2006 - 10/21/2014 FIRST CITIZENS INVESTOR SERVICES, INC. (CRD#:44430) WASHINGTON, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.