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Detailed Report
STEPHEN M SCHULTZ
Stephen Schultz
CRD#: 5115682
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 379 EAST SHORE DRIVE
SUITE 110
EAGLE, ID 83616
Registration History
20082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2018 - 2021 (3 years)BCLIENT ONE SECURITIES LLC (CRD# 152974)2017 - 2018 (<1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2007 - 2016 (8 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Arizona 4/6/2022
B
Missouri 8/8/2023
B
California 5/21/2021
B
Nevada 9/29/2023
B
Colorado 4/8/2025
B
New Mexico 2/29/2024
B
Florida 8/5/2021
B
Oklahoma 2/17/2023
B
Hawaii 12/19/2023
B
Oregon 8/13/2021
B
Idaho 5/21/2021
B
Texas 1/9/2023
IA
Idaho 5/21/2021
IA
Texas 9/26/2024
B
Iowa 11/15/2022
B
Utah 11/11/2021
B
Michigan 10/28/2021
B
Washington 12/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
379 EAST SHORE DRIVE SUITE 110, EAGLE, ID 83616
Registered with this firm since 5/21/2021
B
OSAIC WEALTH, INC. (CRD#:23131)
379 EAST SHORE DRIVE SUITE 110, EAGLE, ID 83616
Registered with this firm since 5/21/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/19/2021 - 06/14/2021 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Boise, ID
B
 05/15/2018 - 06/14/2021 PRUCO SECURITIES, LLC. (CRD#:5685) Boise, ID
B
 09/12/2017 - 05/14/2018 CLIENT ONE SECURITIES LLC (CRD#:152974) Pleasanton, CA
B
 10/30/2007 - 08/01/2016 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.