Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANTONIO MIQUEL PRICE
ANTONIO M PRICE
CRD#: 5115491
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 7200 WISCONSIN AVE
STE 903
BETHESDA, MD 20814
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 11025)2019 - Present (6 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2016 - Present (8 years)BMORGAN STANLEY (CRD# 149777)2015 - 2016 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2015 (1 year)
License(s)

State Registrations

B
Alabama 1/8/2025
B
New Hampshire 1/8/2025
B
Alaska 1/8/2025
B
New Jersey 1/8/2025
B
Arizona 1/8/2025
B
New Mexico 1/8/2025
B
California 1/8/2025
B
New York 1/8/2025
B
Colorado 1/8/2025
B
North Carolina 1/8/2025
B
Connecticut 1/8/2025
B
Ohio 1/30/2025
B
Delaware 1/8/2025
B
Oregon 1/8/2025
B
District of Columbia 1/8/2025
B
Pennsylvania 1/8/2025
B
Florida 1/8/2025
B
Rhode Island 1/8/2025
B
Georgia 1/8/2025
B
South Carolina 1/8/2025
B
Illinois 1/8/2025
B
South Dakota 1/8/2025
B
Iowa 1/8/2025
B
Tennessee 1/8/2025
B
Maine 1/8/2025
B
Texas 1/8/2025
B
Maryland 12/1/2016
IA
Texas 1/8/2025
IA
Maryland 3/4/2019
B
Utah 1/8/2025
B
Massachusetts 1/8/2025
B
Virginia 12/1/2016
B
Michigan 1/8/2025
B
Washington 1/8/2025
B
Missouri 1/8/2025
B
West Virginia 1/8/2025
B
Nevada 1/8/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
7200 WISCONSIN AVE STE 903, BETHESDA, MD 20814
Registered with this firm since 3/4/2019
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
7200 WISCONSIN AVE STE 903, BETHESDA, MD 20814
Registered with this firm since 12/1/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/19/2015 - 12/06/2016 MORGAN STANLEY (CRD#:149777) BETHESDA, MD
B
 03/10/2014 - 06/15/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) WASHINGTON, DC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.