Individual Firm
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PETER THOMAS MOORMEIER
PETE THOMAS MOORMEIER
CRD#: 5115360
IA
B
CREATIVE PLANNINGCRD#: 105348 Bellingham, WA
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
Washington 4/16/2018
IA
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2014 - 03/18/2018 | BELLEVUE, WA | |
B | 01/02/2014 - 03/18/2018 | BELLEVUE, WA | |
IA | 01/09/2013 - 12/19/2013 | PORTLAND, OR | |
B | 01/09/2013 - 12/19/2013 | PORTLAND, OR | |
IA | 12/03/2012 - 12/20/2012 | CAMAS, WA | |
IA | 01/03/2011 - 12/16/2011 | PORTLAND, OR | |
B | 01/03/2011 - 12/16/2011 | PORTLAND, OR | |
IA | 12/24/2008 - 01/03/2011 | BEAVERTON, OR | |
B | 12/03/2008 - 01/03/2011 | BEAVERTON, OR |
BELLEVUE, WA
01/02/2014 - 03/18/2018
PORTLAND, OR
01/09/2013 - 12/19/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.