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RICHARD BLAKE ANDERSON
RICHARD BLAKE ANDERESON
CRD#: 5115293
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 11/20/2007

B
Nebraska 1/4/2008

B
Alaska 1/4/2008

B
Nevada 11/20/2007

B
Arizona 1/4/2008

B
New Hampshire 1/4/2008

B
Arkansas 1/4/2008

B
New Jersey 11/6/2007

B
California 11/6/2007

B
New Mexico 1/4/2008

B
Colorado 1/4/2008

B
New York 1/4/2008

B
Connecticut 1/4/2008

B
North Carolina 1/4/2008

B
Delaware 1/4/2008

B
North Dakota 1/4/2008

B
District of Columbia 1/4/2008

B
Ohio 1/4/2008

B
Florida 11/6/2007

B
Oklahoma 1/4/2008

B
Georgia 10/2/2006

B
Oregon 1/4/2008

IA
Georgia 10/4/2006

B
Pennsylvania 1/4/2008

B
Hawaii 1/4/2008

B
Puerto Rico 1/4/2008

B
Idaho 1/4/2008

B
Rhode Island 1/4/2008

B
Illinois 11/6/2007

B
South Carolina 1/4/2008

B
Indiana 11/20/2007

B
South Dakota 1/4/2008

B
Iowa 1/4/2008

B
Tennessee 11/20/2007

B
Kansas 1/4/2008

B
Texas 1/4/2008

B
Kentucky 1/4/2008

IA
Texas 1/4/2008

B
Louisiana 1/4/2008

B
Utah 1/4/2008

B
Maine 1/4/2008

B
Vermont 1/4/2008

B
Maryland 1/4/2008

B
Virgin Islands 1/4/2008

B
Massachusetts 1/4/2008

B
Virginia 1/4/2008

B
Michigan 1/4/2008

B
Washington 11/6/2007

B
Minnesota 1/4/2008

B
West Virginia 1/4/2008

B
Mississippi 11/20/2007

B
Wisconsin 1/4/2008

B
Missouri 1/4/2008

B
Wyoming 1/4/2008

B
Montana 1/4/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/4/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/2/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/18/2006 - 08/31/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
B
06/28/2006 - 08/31/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ATLANTA, GA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.