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Detailed Report
BRADLEY R JONES
Brad Jones
CRD#: 5115050
IA
Investment Adviser
B
Broker
AE WEALTH MANAGEMENT, LLCCRD#: 282580 230 N 2nd St
Ste 200
Brighton, MI 48116
AE FINANCIAL SERVICES, LLCCRD#: 298608 230 N 2nd St
Suite 200
Brighton, MI 48116
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2006 - 2016 (9 years)IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - 2016 (5 years)
License(s)

State Registrations

B
Arizona 10/23/2020
B
Ohio 1/7/2021
B
Michigan 10/23/2020
IA
Texas 4/4/2022
IA
Michigan 10/23/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AE WEALTH MANAGEMENT, LLC (CRD#:282580)
230 N 2nd St Ste 200, Brighton, MI 48116
Registered with this firm since 10/23/2020
B
AE FINANCIAL SERVICES, LLC (CRD#:298608)
230 N 2nd St Suite 200, Brighton, MI 48116
Registered with this firm since 10/23/2020
Previous Registration(s)
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IA
 03/25/2017 - 10/26/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Brighton, MI
B
 03/25/2017 - 10/26/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) Brighton, MI
IA
 11/23/2016 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SOUTHFIELD, MI
B
 11/23/2016 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SOUTHFIELD, MI
IA
 04/26/2016 - 11/18/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SOUTHFIELD, MI
B
 04/22/2016 - 11/18/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) SOUTHFIELD, MI
IA
 02/02/2011 - 04/22/2016 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) TAYLOR, MI
B
 05/11/2006 - 04/22/2016 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) TAYLOR, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.