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DAVID ALLEN SCHABES
CRD#: 5111752
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Chicago, IL
Registration History
200620082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (15 years)IAMORNINGSTAR INVESTMENT SERVICE... (CRD# 112525)2006 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 1/8/2010

B
Indiana 1/8/2010

B
California 8/30/2011

B
Kentucky 6/5/2024

B
Colorado 1/8/2010

B
Louisiana 5/25/2021

B
Delaware 6/26/2020

B
Michigan 1/8/2010

B
District of Columbia 7/15/2022

B
New Jersey 11/16/2018

B
Florida 10/29/2020

B
New York 8/30/2011

B
Georgia 12/7/2020

B
Ohio 5/11/2011

B
Idaho 8/30/2011

B
Oklahoma 1/2/2024

B
Illinois 1/8/2010

B
Pennsylvania 1/5/2016

IA
Illinois 1/8/2010

B
Wisconsin 1/8/2010

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Chicago, IL
Registered with this firm since 1/8/2010

B
MORGAN STANLEY (CRD#:149777)
Chicago, IL
Registered with this firm since 1/8/2010

Previous Registration(s)
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IA
07/09/2007 - 01/14/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
B
08/03/2007 - 01/14/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHICAGO, IL
IA
07/11/2006 - 04/10/2007 MORNINGSTAR INVESTMENT SERVICES,INC (CRD#:112525) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.