Individual Firm
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Gia Sylvia Raines
GIA SYLVIA FORESTER, GIA SYLVIA RAINES, GIA RAINES
CRD#: 5111130
IA
B
PNC INVESTMENTSCRD#: 129052 31231 AMERICANA PARKWAY
SELBYVILLE, DE 19975
SELBYVILLE, DE 19975
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4/1/1996
Criminal
Final Disposition
State Registrations
B
Colorado 6/18/2018
B
Maryland 1/22/2008
IA
Delaware 1/18/2008
IA
Maryland 10/15/2024
B
Delaware 1/25/2008
B
North Carolina 3/12/2019
B
Florida 1/20/2012
B
Pennsylvania 7/31/2023
B
Maine 11/15/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 1/18/2008
B
Registered with this firm since 1/17/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 11/01/2007 | LEWES, DE | |
B | 04/02/2007 - 11/01/2007 | LEWES, DE | |
IA | 05/31/2006 - 04/02/2007 | LEWES, DE | |
B | 05/19/2006 - 04/02/2007 | LEWES, DE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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