Individual Firm
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VIRGINIA ANNE CLAY
JENNIE ANNE CLAY, VIRGINIA CLAY MCALLISTER
CRD#: 5110817
IA
B
MORGAN STANLEYCRD#: 149777 3800 Glenwood Avenue
Suite 500
RALEIGH, NC 27612
Suite 500
RALEIGH, NC 27612
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 12/11/2015
B
North Carolina 6/1/2009
B
Delaware 6/8/2011
IA
North Carolina 6/1/2009
B
Florida 4/4/2018
B
Pennsylvania 6/1/2009
B
Illinois 4/11/2017
B
South Carolina 7/16/2014
B
Kansas 2/2/2011
B
Texas 7/13/2017
B
Maine 6/8/2022
IA
Texas 4/23/2020
B
Massachusetts 6/1/2009
B
Vermont 1/2/2024
B
Missouri 10/30/2009
B
Virginia 6/1/2009
B
New Hampshire 7/28/2011
B
Washington 5/31/2013
B
New Jersey 7/21/2009
B
West Virginia 7/21/2015
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/04/2006 - 06/01/2009 | RALEIGH, NC | |
B | 10/04/2006 - 06/01/2009 | RALEIGH, NC | |
B | 04/03/2006 - 09/01/2006 | OXFORD, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.