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Detailed Report
DOMINIQUE M MEYER
DOMINIQUE C MATULICH
CRD#: 5110623
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 601 POYDRAS ST
NEW ORLEANS, LA 70130
Registration History
200620082010201220142016201820202022202420262 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 11/7/2019
B
Louisiana 9/22/2006
B
Alaska 4/13/2010
IA
Louisiana 1/21/2015
B
Arizona 3/3/2010
B
Maryland 12/2/2024
B
Arkansas 11/10/2021
B
Mississippi 5/3/2007
B
California 10/16/2008
B
New Jersey 9/9/2024
B
Florida 2/25/2010
B
New York 2/25/2010
B
Georgia 2/25/2010
B
Texas 11/30/2006
B
Hawaii 10/23/2008
IA
Texas 11/30/2006
B
Illinois 10/14/2024
B
Washington 1/8/2018

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
New Orleans, LA
Registered with this firm since 11/30/2006
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
New Orleans, LA
Registered with this firm since 9/22/2006
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.