Individual Firm
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NATHAN DAVID SLYH
NATHAN SLYH
CRD#: 5109707
IA
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ADVISORY SERVICES NETWORKCRD#: 146051 444 East Main Street
Suite 202
Lexington, KY 40507
Suite 202
Lexington, KY 40507
0
Disclosures
17
Years of Experience
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State Registrations
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Kentucky 3/7/2024
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Texas 1/7/2025
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Registered with this firm since 3/7/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/16/2018 - 03/07/2024 | LEXINGTON, KY | |
IA | 08/21/2014 - 07/12/2018 | LEXINGTON, KY | |
B | 08/21/2014 - 07/12/2018 | LEXINGTON, KY | |
IA | 05/21/2008 - 08/19/2014 | LEXINGTON, KY | |
B | 05/21/2008 - 08/19/2014 | LEXINGTON, KY | |
B | 05/23/2006 - 08/24/2006 | LEXINGTON, KY |
LEXINGTON, KY
08/21/2014 - 07/12/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.