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MICHAEL LEE FULLER JR
MICHAEL L FULLER JR, MICHAEL L FULLER, MICHAEL LEE FULLER
CRD#: 5109686
IA
Investment Adviser
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Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 1865 Highway 6
Suite 110
Sugar Land, TX 77478-5096
Registration History
200620082010201220142016201820202022202420262 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - Present (10 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2006 - 2014 (7 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2012 - 2014 (1 year)
License(s)

State Registrations

B
Arizona 9/18/2024

B
New York 11/17/2020

B
California 6/9/2018

B
North Carolina 5/22/2020

B
Colorado 5/22/2020

B
Ohio 7/16/2022

B
Florida 10/12/2016

B
Oklahoma 7/27/2021

B
Louisiana 6/9/2022

B
Oregon 3/18/2024

B
Maine 4/21/2022

B
South Carolina 4/21/2022

B
Maryland 6/9/2022

B
Texas 6/3/2014

B
New Jersey 1/23/2023

IA
Texas 6/3/2014

B
New Mexico 7/27/2021

B
Washington 6/21/2018

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096
Registered with this firm since 6/3/2014

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1865 Highway 6 Suite 110, Sugar Land, TX 77478-5096
Registered with this firm since 6/3/2014

Previous Registration(s)
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IA
03/10/2014 - 05/28/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) INDIANAPOLIS, IN
B
03/10/2014 - 05/28/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) INDIANAPOLIS, IN
IA
11/28/2012 - 03/28/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
B
12/20/2006 - 03/28/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.